At Nicklas Financial, we want to make sure we do what is best for our clients, which is why we offer two payment options: brokerage services that are commission based or advisory services that are fee-based at a percent of assets under management (AUM). If you don’t know what that means, have no fear! I explain the difference between the two options thoroughly at the initial meeting, and then you can pick which one works best for you.
I have my Series 7 Registered Representative and 66 Investment Advisor Representative licenses. I also have my Life Insurance license and have amassed 10 years of experience in finance and stock markets.
I offer general investment advice as well as holistic financial planning that is tax and cost cognizant. That is a fancy way of saying that I help you through the process of determining your financial goals and developing a plan of responsible management of your financial resources with those goals in mind.
I work with individuals, families and business owners who need guidance with investments, insurance and overall financial planning.
Because each individual is unique, I don’t believe in a one-size-fits-all approach. Depending on the age of the client, I have different outlooks. I genuinely care about my clients and try to have a lot of contact with each one. Proper investment planning won’t make you rich overnight, but it will create a solid strategy with your end goals in mind.